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Week 39: 9/28/2026- 10/2/2026- Cesar Orosco will join the portfolio management teams of eight Vanguard funds, including the Vanguard Equity Income fund ($67.8B)
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The Vanguard Inflation-Protected Securities fund ($27.8B) will reduce its average maturity range to 4-10 years (previously, 7-20 years)
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Wellington Management Company will no longer co-advise the Vanguard Long-Term Investment-Grade fund ($9.8B)
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Fidelity registers the Fidelity Series Contrafund and the Fidelity Series Equity-Income fund, which will both be offered only to other Fidelity funds, Fidelity managed collective investment trusts, and Fidelity managed 529 plans
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Aikya Investment Management Limited and Sands Capital Management will no longer serve as sub-advisors of the Old Westbury Large Cap Strategies fund ($25.9B) and the Old Westbury Total Equity fund ($1.3B)
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Four BlackRock funds, including the BlackRock Equity Dividend fund ($20.4B), will convert to a unitary administration fee and will reduce each fund’s contractual management fee rate by two basis points across all asset breakpoints effective May 4, 2027
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Michael Stoll will no longer help manage a number of BNY Mellon index funds and WisdomTree funds, comprising $93B AUM
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State Street Investment Management registers four actively-managed ETFs: two State Street Laddered 10% Buffer ETFs which will each seek exposure to the returns of the State Street SPDR Portfolio Nasdaq 100 ETF and the State Street S&P 500 ETF, respectively, and two option-income State Street Equity Premium Yield ETFs
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The JPMorgan Large Cap Growth fund ($111.6B) and the BlackRock High Yield fund ($27.8B) have each approved a reverse stock split
MORE>>Week 38: 9/21/2026- 9/25/2026- Fidelity files the actively-managed, option-income Fidelity Yield Enhanced Gold ETF
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Two Strategic Advisers funds, including the Strategic Advisers Fidelity US Total Stock fund ($265.1B), will modify their sub-advisory fees paid to FIAM by adding a 0.30% flat fee for its small-mid cap growth and small-mid cap opportunity sleeves
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Allspring Funds registers the actively-managed, thematic Allspring AI Infrastructure Bond ETF
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Northern Trust will convert six funds into newly-created ETFs, including the Northern Stock Index fund ($20B) which will be reorganized to Northern Trust MSCI US 500 ETF effective February 26, 2027
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Newton Investment Management North America will join American Century Investment Management as sub-advisor of the Columbia Multi-Manager Value Strategies fund ($5.8B); Stephens Investment Management Group and Emerald Advisers will replace JPMorgan Investment Management on the sub-advisory team of the Columbia Multi-Manager Small Cap Equity Strategies fund ($1.1B)
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John Hancock registers the actively-managed John Hancock Disciplined Value Mid Cap Select ETF, which will be sub-advised by Boston Partners Global Investors and will invest in mid-cap value companies using a combination of fundamental and quantitative analysis
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Effective January 1, 2027, four Principal funds will modify their advisory fee schedules, including the Principal Global Emerging Markets fund ($7.8B) and the Principal International Equity fund ($6.5B) which will both add new breakpoints to its advisory fee
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Belle Haven Investments and Lord Abbett & Co will succeed Wellington Management Company as co-sub-advisors of the Destinations Core Fixed Income fund ($1.5B)
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Direxion/Rafferty files eight actively-managed ETFs which will each seek capital appreciation through event contracts that reflect the market consensus of the performance of a specific AI company, the impact of AI on the economy, or the climate and weather outcomes of a particular period
MORE>>Week 37: 9/14/2026- 9/18/2026- William Coleman will join the teams managing nineteen Vanguard index funds, including the Vanguard Morningstar Growth Index fund ($384.6B)
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Vanguard registers the actively-managed Vanguard US Small-Mid Cap Active ETF
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Fidelity files the actively-managed Fidelity SAI Systematic Macro fund, which will employ various quantitative measure and qualitative techniques to provide exposure to alternative risk premia strategies across multiple assets globally
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Columbia Threadneedle registers the thematic Columbia Hamilton Lane Growth Innovation fund, an interval fund which will invest in U.S. and foreign public-private growth innovation companies that combines exposure to publicly traded equity securities with exposure to private asset investments
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Victory Capital has reopened both the Victory Sycamore Established Value fund ($15B, previously closed since June 30, 2017) and the Victory Sycamore Small Company Opportunity fund ($4.2B, previously closed since April 30, 2016) to new investors
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Effective December 29, 2026, the Goldman Sachs ActiveBeta Emerging Markets Equity ETF ($1.8B) will reduce its unitary management fee from 0.40% to 0.35%
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Los Angeles Capital Management will replace Sands Capital Management on the sub-advisory team of the GuideStone Growth Equity fund ($1.5B)
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Eaton Vance will convert eight funds into ETFs of the same name, including the Eaton Vance High Yield Municipal Income fund ($1.7B) which will be reorganized to Eaton Vance High Yield Municipal Income ETF effective January 25, 2027
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Amplify Investments files the actively-managed Amplify Pro Sports Private & Public Ownership ETF, which will be sub-advised by Tidal Investments and will invest in public and private companies that profit from participation in the competitive world of team or individual sports
MORE>>Week 36: 9/7/2026- 9/11/2026- BlackRock files the actively-managed iShares Systematic Treasury Active ETF, which will invest in debt obligations issued by the U.S. Department of Treasury and derivatives that provide exposure to such securities, including U.S. Treasury Inflation Protected Securities (TIPS) and U.S. Treasury Separate Trading of Registered Interest and Principal of Securities (STRIPS)
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JPMorgan registers the actively-managed JPMorgan US Analyst ETF, which will invest in large-cap companies identified through proprietary, fundamental, bottom-up research conducted by research analysts
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Effective February 2027, Franklin Templeton plans to reorganize the Franklin US Core Equity (IU) fund ($1.2B) into the Franklin US Large Cap Multifactor Index ETF ($2.1B) pending shareholder approval; in addition, effective December 1, 2026, the acquiring fund will transition from tracking an index to an actively-managed strategy and will invest in an enhanced portfolio of U.S. large-cap equity securities, and will change its name to the Franklin Core US Enhanced Equity ETF
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Kyle Kleckner will join Ryan Mischker in co-managing sixteen ALPS funds, including the Alerian MLP ETF ($13.4B)
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ALPS Advisors files the actively-managed ALPS N10 Growth Momentum & Profitability ETF, which will be sub-advised by N10 Assets
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Tidal Investments files the actively-managed Prediction Market Fed Funds Consensus ETF and the Prediction Market Fed Funds Surprise ETF, which will both seek to provide total return through exposure to event contracts based on decisions made by the Federal Open Market Committee in setting the target for the federal funds rate
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Dardanelles Capital will join the sub-advisory team of the Blackstone Alternative Multi Strategy fund ($3.6B)
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PPB Advisor registers the fund of funds Bahnsen Group Alternative Core Solutions fund, an interval fund which will be sub-advised by Madison Avenue Financial Solutions and will invest in closed-end and open-end companies, private investment funds, and other investment vehicles
MORE>>
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