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Week 41: 10/12/2026- 10/16/2026- Capital Group/American Funds registers five tax-aware, life cycle risk-based funds
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State Street Investment Management changes the names of thirteen passively-managed ETFs by adding "Index" to their name, including the State Street SPDR Portfolio High Yield Bond ETF ($11.7B, to be renamed State Street SPDR Portfolio High Yield Bond Index ETF)
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TIAA/Nuveen files two interval funds: the Nuveen Enhanced Strategic Income fund which will invest in income producing investments globally, and the Nuveen Enhanced Credit Income fund which will invest in below investment-grade securities
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Two JPMorgan ETFs, including the JPMorgan Ultra-Short Income ETF ($42.1B), add disclosure stating that they may invest in affiliated or unaffiliated ETFs, including actively and passively managed ETFs, to gain exposure to particular asset classes
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MFS files a number of portfolio management changes, including Nevin Chitkara retiring and leaving the management team of the MFS Value fund ($42.8B), effective May 1, 2026
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Los Angeles Capital Management and Wellington Management Company will succeed Sustainable Growth Advisers on the sub-advisory team of the Bridge Builder Large Cap Growth fund ($31.4B)
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Aegis Value fund ($1.2 billion) revises its 80% policy to invest in value securities, including common and preferred stocks, debt securities, other credit instruments, warrants, and qualifying derivatives issued by small-, mid-, and large-cap companies (previously, securities of small- and mid-cap companies)
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REX Advisers files eight actively-managed ETFs which will each seek two times the daily return of a basket of three equally weighted companies
MORE>>Week 40: 10/5/2026- 10/9/2026- BlackRock has approved a forward stock split for five ETFs, including the iShares MSCI USA Quality Factor ETF ($47.7B)
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Goldman Sachs registers the tender offer G-X Venture Capital & Growth fund, which will invest in venture capital assets and growth investments across secondary investments, continuation vehicles, and co-investments
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Brendan Sullivan will no longer help manage $33B AUM of Northern Trust funds, including the Northern Trust MSTAR Global Upstream Natural Resources ETF ($6.8B)
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PGIM Investments files the PGIM Active Completion Shares - Core Plus Series fund, which will only be available for purchase by or on behalf of separately managed account clients and will invest in a combination of U.S. government and government-related debt securities, foreign debt securities, mortgage-related and asset-backed securities, loans, privately placed securities, and corporate debt securities
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The George Putnam Balanced fund ($2.4B) will transition to investing in a combination of fixed income securities and shares of the Putnam US Research fund (previously, investing mainly in a combination of fixed income and equity securities)
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The VanEck CLO ETF ($1.6B) will reduce its unitary management fee by seven basis points to 0.29%
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VanEck registers the tender offer, thematic VanEck Private Growth fund, which will invest in companies focused on innovation-driven secular trends, including AI, space and aerospace, defense, cybersecurity, cloud and quantum computing, semiconductors, robotics, energy and electrification, financial technology, and health technology
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Tidal Investments registers two actively managed ETFs: the Quantify Quiver Political Capital ETF which will be sub-advised by Quantify Chaos Advisors and will invest in companies identified as having a substantial degree of engagement with the U.S. federal government as measured by a proprietary composite scoring methodology (the Political Influence Score), and the Subversive Bi-Partisan Congressional Trading ETF which will invest in companies that sitting members of the U.S. Congress and/or their family members have reported investment through STOCK Act filings (periodic transaction reports)
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