 216 record(s) matched your criteria |
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Disclosure Summary |
Links to Filings |
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04/29/2004 |
Distribution Regulatory |
Language. The following has been added to the Fund's prospectus:
Oppenheimer & Co. Inc receives distribution and servicing payments from the distributor with respect to the Advantage shares in amounts that exceed the payments the distributor receives from the Fund pursuant to the Rule 12b-1 Plan, Distribution Agreement and Shareholder Servicing Plan with respect to such shares. The excess of such payments over the total payments the distributor receives from the Fund represents payments made out of the Manager's and/or distributor's own resources.
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FilingLink |
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04/29/2004 |
Distribution Regulatory |
Language. The following has been added to the Fund's prospectus:
Oppenheimer & Co. Inc receives distribution and servicing payments from the distributor with respect to the Advantage shares in amounts that exceed the payments the distributor receives from the Fund pursuant to the Rule 12b-1 Plan, Distribution Agreement and Shareholder Servicing Plan with respect to such shares. The excess of such payments over the total payments the distributor receives from the Fund represents payments made out of the Manager's and/or distributor's own resources.
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FilingLink |
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04/29/2004 |
Distribution Regulatory |
Language. The following has been added to the Fund's prospectus:
Oppenheimer & Co. Inc receives distribution and servicing payments from the distributor with respect to the Advantage shares in amounts that exceed the payments the distributor receives from the Fund pursuant to the Rule 12b-1 Plan, Distribution Agreement and Shareholder Servicing Plan with respect to such shares. The excess of such payments over the total payments the distributor receives from the Fund represents payments made out of the Manager's and/or distributor's own resources.
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FilingLink |
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04/29/2004 |
Distribution Regulatory |
Language. The following is added to the Fund's prospectus:
Oppenheimer & Co. Inc receives distribution and servicing payments from the Distributor with respect to the Advantage Class in amounts that exceed the payments the Distributor receives from the Fund pursuant to the distribution agreement and shareholder servicing agreement with respect to such class of shares. The excess of such payments over the total payments the Distributor receives from the Fund represents payments made out of the Manager's and/or Distributor's own resources.
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FilingLink |
| Goldman Sachs |
04/29/2004 |
Distribution Regulatory |
Litigation. The complaint alleges, among other things, that during the Class Period, GSAM charged the Goldman Sachs Funds improper Rule 12b-1 fees, made improper brokerage commission and other payments to brokers that sold shares of the Goldman Sachs Funds, and made untrue statements of material fact in registration statements and reports filed pursuant to the Investment Company Act. The complaint further alleges that the Trust’s Officers and Trustees breached their fiduciary duties by, among other things, permitting the payments to occur. Please refer to the supplement for more information. |
FilingLink FilingLink FilingLink |
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04/29/2004 |
Distribution Regulatory |
Language. The following is added to the Fund's prospectus:
Oppenheimer & Co. Inc receives distribution and servicing payments from the Distributor with respect to the Advantage Class in amounts that exceed the payments the Distributor receives from the Fund pursuant to the distribution agreement and shareholder servicing agreement with respect to such class of shares. The excess of such payments over the total payments the Distributor receives from the Fund represents payments made out of the Manager's and/or Distributor's own resources.
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FilingLink |
| Nations Funds |
04/22/2004 |
Distribution Regulatory |
Language. |
FilingLink |
| Nations Funds |
04/22/2004 |
Market Timing Regulatory |
Litigation. |
FilingLink |
| Putnam |
04/19/2004 |
Miscellaneous Regulatory |
Litigation. As previously disclosed in a press release dated March 2, 2004, Putnam Management discovered that in early 2001, certain Putnam employees had willfully circumvented controls in connection with the correction of operational errors with respect to a 401(k) client's investment in certain Putnam Funds, which led to losses in the fund. Please refer to the supplement for more information. |
FilingLink |
| Dreyfus |
04/15/2004 |
Distribution Regulatory |
Language |
FilingLink |
| Putnam |
04/14/2004 |
Miscellaneous Regulatory |
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FilingLink |
| PIMCO Funds |
04/14/2004 |
Market Timing Regulatory |
Litigation |
FilingLink |
| PIMCO Funds |
04/14/2004 |
Distribution Regulatory |
Litigation. |
FilingLink |
| MFS Investment Management |
04/13/2004 |
Market Timing Regulatory |
Litigation. |
FilingLink |
| MFS Investment Management |
04/13/2004 |
Distribution Regulatory |
Litigation. |
FilingLink |
| PIMCO Funds |
04/13/2004 |
Market Timing Regulatory |
Litigation. |
FilingLink |
| Putnam |
04/12/2004 |
Market Timing Regulatory |
Litigation. |
FilingLink |